| Botanical Identity | Confirm the plant species, plant part, country of origin, extraction solvent, and extract ratio. | Approved specification, raw-material records, botanical identification report, and batch traceability documents. | The information should be consistent across the specification, label, certificate of analysis, and manufacturing records. | Correct identity reduces the risk of substitution, adulteration, and inaccurate labeling. |
| Polyphenol Assay | Review the declared total tea polyphenol content and the analytical method used. | Lot-specific CoA showing the result, specification range, test method, units, test date, and laboratory details. | The method should be documented and suitable for the product matrix; results should meet the agreed specification for every released lot. | Confirms that the material meets the declared active-content requirement. |
| Catechin Profile | Check whether key catechins, such as EGCG, EGC, ECG, and EC, are measured when relevant to the intended application. | HPLC or another validated chromatographic test report with individual catechin results. | The supplier should define whether the product is standardized by total polyphenols, individual catechins, or both. | A consistent catechin profile supports formulation accuracy and product-to-product consistency. |
| Analytical Laboratory | Determine whether testing is performed internally, externally, or by both systems. | Laboratory accreditation details, method-validation summary, equipment information, and quality-control records. | Independent laboratories should preferably operate under ISO/IEC 17025 accreditation for relevant tests. | Qualified laboratories improve confidence in reported results and test impartiality. |
| Microbiological Safety | Review total aerobic microbial count, yeast and mold, and relevant pathogens. | Microbiology CoA, sampling plan, test methods, and product-specific microbiological limits. | Limits should be defined according to the product category, intended use, and destination-market requirements. | Helps control contamination risks in food, beverage, supplement, and cosmetic applications. |
| Pesticide Residues | Verify testing for relevant pesticide residues in the tea-growing region and intended sales market. | Multi-residue pesticide report, laboratory scope, detection limits, and comparison with applicable legal limits. | Results should comply with the maximum residue limits applicable in the destination country. | Pesticide limits differ by jurisdiction and may affect import clearance and product release. |
| Heavy Metals | Check lead, cadmium, arsenic, and mercury, using limits appropriate to the final product and market. | ICP-MS or equivalent test report, sample information, detection limits, and regulatory comparison. | Every lot or a documented risk-based frequency should be tested against applicable market requirements. | Heavy metals can accumulate from soil, water, processing equipment, or environmental exposure. |
| Residual Solvents | Identify the extraction solvent and determine whether residual-solvent testing is required. | Extraction-process statement and residual-solvent report using a suitable validated method. | Results should meet the limits applicable to the solvent and the product category. | Confirms that processing residues are controlled and appropriately documented. |
| Contaminant and Adulteration Controls | Assess controls for undeclared fillers, synthetic dyes, non-tea plant materials, and economically motivated adulteration. | Vulnerability assessment, supplier-approval records, identity testing, and targeted authenticity testing where appropriate. | The supplier should maintain a documented food-fraud prevention and authenticity program. | Protects against mislabeling, safety issues, and inconsistent active content. |
| Food-Safety Certification | Review the supplier’s food-safety management system and certification scope. | Valid certificate for a recognized system such as HACCP, ISO 22000, FSSC 22000, or an equivalent scheme. | The certificate should be current, issued by a competent certification body, and cover the relevant manufacturing site and activity. | Demonstrates structured hazard analysis, preventive controls, and continual system oversight. |
| Good Manufacturing Practice | Check hygiene controls, process validation, equipment maintenance, sanitation, and personnel training. | GMP certificate or audit report, sanitation procedures, training records, and corrective-action history. | No unresolved critical findings should remain before approval. | GMP controls help ensure repeatable production and prevent avoidable contamination. |
| Organic or Other Claims | Verify claims such as organic, non-GMO, vegan, or allergen-free only when they are required or intended. | Current certificate, certification scope, transaction documentation, and claim-control procedures. | Claims must be supported by the appropriate certification or documented control program. | Certification requirements and permitted wording vary by destination market. |
| Traceability | Determine whether each finished batch can be traced back to raw materials and forward to the customer. | Batch-number system, supplier records, production records, distribution records, and mock-recall results. | Traceability should be documented, routinely tested, and supported by consistent batch coding. | Enables targeted recalls and investigation of deviations or complaints. |
| Certificate of Analysis | Review whether the CoA is specific to the shipped lot rather than a generic template. | Signed CoA containing batch number, manufacturing date, retest or expiry date, test results, specifications, and authorized approval. | All critical quality attributes should be reported against clearly defined acceptance limits. | A complete CoA supports incoming-material release and audit readiness. |
| Stability and Shelf Life | Assess stability under the recommended packaging and storage conditions. | Stability summary, retained-sample results, storage instructions, and documented shelf-life rationale. | The declared shelf life should be supported by data for active content, appearance, moisture, and microbiological quality where relevant. | Tea polyphenols can be affected by oxygen, light, heat, and moisture. |
| Packaging and Storage | Check moisture and oxygen protection, packaging cleanliness, sealing integrity, and storage conditions. | Packaging specification, food-contact compliance statement where applicable, warehouse procedures, and transport requirements. | Packaging should protect the extract from moisture, light, contamination, and excessive heat during its stated shelf life. | Appropriate packaging helps preserve potency and physical quality. |
| Regulatory Documentation | Confirm whether the supplier can support the regulations of every intended destination market. | Product specification, safety data where applicable, ingredient statement, allergen statement, and market-specific compliance assessment. | Documentation should match the product form, intended use, claims, and import requirements of each market. | A certificate alone does not guarantee compliance in every country or product category. |
| Change Control | Ask how changes to raw materials, extraction conditions, facilities, specifications, or test methods are managed. | Change-control procedure, notification policy, deviation records, and requalification requirements. | Material changes should be evaluated for quality, safety, regulatory impact, and customer approval before implementation. | Prevents unexpected changes in potency, contaminants, appearance, or regulatory status. |
| Supplier Audit and CAPA | Evaluate the supplier’s audit openness and ability to investigate deviations and complaints. | Recent audit report, corrective and preventive action records, complaint statistics, and response-time commitments. | Critical findings should have documented root-cause analysis, corrective actions, owners, and completion dates. | Shows whether the supplier can maintain control and respond effectively when problems occur. |